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Reporting Concepts


General

The annual update of the "U.S. Overseas Loans and Grants," informally known as the "Greenbook," contains summary data of United States Government (USG) foreign assistance since 1945 and detailed annual data for the last four fiscal years. Foreign assistance is categorized as either economic assistance or military assistance. Non-concessional support is also presented. The contents of each section are explained in further detail below.

Foreign assistance is reported by recipient country and organized by geographic region, without distinction between developed and developing countries. The report includes a world summary page, regional summary pages, and individual country pages.

Any country which has received cumulative economic or military assistance over $500,000 since 1945 and is considered an "Independent State" by the U.S. Department of State merits an individual country page. Generally, country names are those officially designated by the U.S. Department of State. Specific information on country/region names and groupings can be found in the Country and Regional Notes.

From 1955 to the present, annual data represent total new grant obligations and loan authorizations in the given fiscal year. Prior to 1955, grant data represent net obligations and loan data represent net authorizations. Where obligations are not available, appropriations or disbursements are used. Historical data are updated and may not reconcile with past editions of the Greenbook. All data are reported in historical U.S. dollars. Columns and rows may not sum due to rounding. Values less than $50,000 are denoted as 0.0.

The accounts that make up each row of the country pages are listed below. All accounts are presented by funding agency, with the exception of accounts funded by the Executive Office of the President, which are credited to the implementing agency.

Section Notes

A brief explanation of the contents of each section (economic assistance, military assistance, and non-concessional support) is provided below. The economic assistance section is further divided by funding agency. For appropriations funded by the Executive Office of the President, the program is listed under the implementing agency. The tables provide a detailed listing of "accounts" that comprise each section and funding agency for the current year. For the purpose of this publication, "accounts" refer to Federal appropriation accounts.

Economic Assistance

Total economic assistance is divided among the following funding categories: United States Agency for International Development (USAID) and Predecessor, Department of Agriculture, Department of State, and Other Economic Assistance.

The USAID and Predecessor Table shows the comprehensive list of accounts that comprise the funding categories for USAID.

A. USAID and Predecessor, Fiscal Year 2011
Account Amount
Total, USAID and Predecessor 10,887,680,587
Economic Support Fund 5,193,534,222
Development Assistance 2,138,585,443
Child Survival and Health 134,715,286
Other USAID Assistance 3,420,845,636
Assistance for Eastern Europe and the Baltic States 22,141,178
Assistance for Europe, Eurasia, and Central Asia (AEECA) 481,762,823
Assistance for the Independent States of the Former Soviet Union 3,765,498
Capital Investment Fund 151,966,329
Civilian Stabilization Initiative 4,422,687
Complex Crises Fund 16,999,999
Development Credit Authority* 22,724,753
Foreign National Employees Separation Liability Fund 4,739,320
Gifts and Contributions, Inter-American Foundation 92,430,200
HIV/AIDS Working Capital Fund 401,012,753
International Disaster and Famine Assistance 1,075,549,747
Operating Expenses 980,754,191
Operating Expenses, Office of Inspector General 26,972,427
Payment to the Foreign Service Retirement and Disability Fund 45,000,000
Transition Initiatives, International Assistance Program 66,455,871
Working Capital Fund, International Assistance Program 24,147,861
* USAID's DCA provides loan guarantees. The Federal Credit Reform Act of 1990 requires obligations in support of these loan guarantees.

Beginning in 2008 funding for Child Survival and Health is appropriated through the new Global Health and Child Survival account under the Department of State.

Beginning in 2008 funding for USAID's Foreign Service Retirement and Disability Fund is appropriated through the Department of State's Payment to the Foreign Service Retirement and Disability Fund.

Beginning in 2009 the Assistance for Europe, Eurasia, and Central Asia (AEECA) account merges the appropriations of the former Assistance for Eastern Europe and the Baltic States and Assistance for the Independent States of the Former Soviet Union accounts.

Beginning in 2010, USAID obligated funding for the new Civilian Stabilization Initiative and Complex Crises Fund (CCF) accounts.

The Department of Agriculture Table shows the comprehensive list of all food aid accounts and USDA's technical assistance programs.

Food Aid is comprised of historic legislative programs and the current legislative programs of PL-480 and Section 416(b). Food for Education was funded under Section 416(b), however in FY2004 it became a separate appropriation account known as the McGovern Dole Global Food for Education. All Food Aid is funded by the U.S. Department of Agriculture (USDA). PL-480 Title I programs are funded and implemented by USDA. PL-480 Titles II and III programs are funded by USDA and implemented by USAID.

In 2009, the Department of Agriculture did not provide separate reporting of the two Food for Progress funding accounts, the Public Law 480 Program Account and the Commodity Credit Corporation. For 2009, all Food for Progress funding is included under Title I.

In 2010, the Department of Agriculture did provide separate reporting of the two Food for Progress funding accounts, the Public Law 480 Program Account and the Commodity Credit Corporation Fund. The former was reported under Title I; the latter was reported under Other Food Aid Programs.

In 2011, the Department of Agriculture was not able to report Fiscal Year 2011 obligations for the Foreign Agricultural Service.

B. Department of Agriculture, Fiscal Year 2011
Account Amount
Total, Department of Agriculture 1,961,531,271
Food Aid Total 1,890,304,603
Public Law 480 Program Account, Title I 12,451,920
Public Law 480 Title II Grants 1,638,220,749
McGovern-Dole International Food for Education and Child Nutrition Program 62,964,780
Other Food Aid Programs* 176,667,154
Other USDA Assistance 71,226,668
National Forest System, Forest Service 68,073,187
Salaries and Expenses, Animal Plant Health Inspection Service 3,153,481
*Beginning in 2010, Food Aid for Title III (USAID Implemented) and Section 416(b)/CCC are now reported under Other Food Aid Programs.

Beginning in 2010, USDA reported funding for the Commodity Credit Corporation, Export Loan Program Account and the Economic Research Service.

The Department of State table shows the comprehensive list of international assistance accounts for the State Department.

C. Department of State, Fiscal Year 2011
Account Amount
Total, Department of State 12,158,449,003
Global Health and Child Survival 7,037,946,907
Global HIV/AIDs Initiative 29,949,680
Narcotics Control 2,625,089,361
Andean Counterdrug Initiative 530,809
International Narcotics Control and Law Enforcement 2,624,558,552
Migration and Refugee Assistance 1,685,512,084
Migration and Refugee Assistance, State 1,632,064,136
United States Emergency Refugee and Migration Assistance Fund 53,447,948
Nonproliferation, Anti-Terrorism, Demining, and Related Programs 572,388,967
Other State Assistance 207,562,004
Democracy Fund 84,236,003
Diplomatic and Consular Programs 6,686,670
Educational and Cultural Exchange Programs 905,527
National Endowment for Democracy 115,733,804
 

Beginning in 2008 new funding for Global HIV/AIDS Initiative is appropriated through the new Global Health and Child Survival account.

Beginning in 2008 new funding for USAID's Foreign Service Retirement and Disability Fund is appropriated through the Department of State's Payment to the Foreign Service Retirement and Disability Fund. Only the portion of the Department of State's Payment to the Foreign Service Retirement and Disability Fund attributed to USAID personnel is included as foreign assistance.

Department of State, Nonproliferation, Anti-terrorism, Demining and Related Programs (NADR) historical obligations were revised in FY2010 due to improved reporting.

The Other Economic Assistance Table shows the comprehensive list of foreign assistance outside of USAID, the Department of Agriculture and the Department of State. Details on Inactive Loans and Grants funding categories are in a later section titled "Inactive Loans and Grants Notes."

D. Other Economic Assistance, Fiscal Year 2011
Account Amount
Total, Other Economic Assistance 4,064,975,644
Millennium Challenge Corporation 745,862,905
Peace Corps 398,500,000
Department of Defense Security Assistance 887,942,579
Defense Working Capital Funds, Defense 228,155
Foreign Military Financing Program 200,000
Former Soviet Union Threat Reduction, Defense 196,562,904
Operation and Maintenance, Navy 18,366
Operations and Maintenance, Army 374,808,287
Overseas Humanitarian, Disaster, and Civic Aid Defense 274,522,000
Other Active Grant Programs 2,041,670,160
African Development Foundation 34,868,635
Assets Forfeiture Fund, Justice 380,945
Assistance to Territories, Insular Affairs 15,911,538
Compact of Free Association, Department of Interior 265,250,732
Department of Justice, Anti-Trust Division 3,809
Department of Labor, Departmental Management 51,509,546
Disease Control, Research, and Training, CDCl 774,862,254
Environmental Programs and Management, EPA 21,745,442
Environmental Protection Agency, Science and Technology 445,888
Federal Aviation Administration, Operations 402,681
Federal Trade Commission, Salaries and Expenses 314,082
General Departmental Management, Departmental Management 4,952,000
Gifts and Donations, Centers for Disease Control 1,074,881
Inter-American Foundation 22,963,953
International Affairs Technical Assistance 24,656,812
International Trade Administration, Operations & Administration 3,697,000
Multinational Species Conservation Fund, U.S. FWS 13,133,080
National Institute of Allergy and Infectious Diseases, NIH 497,777,000
NOAA, Operations, Research & Facilities 635,713
Neotropical Migratory Bird Conservation, U.S. FWS 3,967,731
North American Wetlands Conservation Fund, U.S. FWS 26,408,300
Patent and Trademark Office, Salaries and Expenses 350,000
Public Health and Social Services Emergency Fund 229,835,937
Salaries and Expenses, ATF, Justice 2,203,264
Salaries and Expenses, Drug Enforcement Administration 2,047,910
Salaries and Expenses, Federal Bureau of Investigation 1,003,995
Scientific & Technical Research & Services, NIST 25,000
Trade and Development Agency 41,242,041
Inactive Programs See Inactive Notes
 

The Department of Health and Human Services did not report funding for the Food and Drug Administration (FDA), the Office of the Assistant Secretary for Preparedness and Response (ASPR), or the National Institutes of Health. For the first time, the Health Resources and Services Administration (HRSA) reported.

The Voluntary Contributions to Multilateral Organizations Table includes contributions to any International Financial Institution (IFI) with individual appropriation accounts as well as other voluntary contributions to international organizations. Non-voluntary contributions, or assessed membership fees, are included in non-concessional support.

E. Voluntary Contributions to Multilateral Organizations, Fiscal Year 2011
Account Amount
Total, Voluntary Contributions to Multilateral Organizations 2,653,009,330
Contribution to the African Development Fund 65,828,500
Contribution to the Asian Development Bank 211,372,828
Contribution to the Clean Technology Fund 184,620,000
Contribution to the Enterprise for the Americas Multilateral Invest. Fund 24,950,000
Contribution to the Inter-American Development Bank 20,958,000
Contribution to the International Development Association 1,232,530,000
Contribution to the International Fund for Agricultural Development 29,440,002
Contribution to the Strategic Climate Fund 49,900,000
Global Agriculture and Food Security Program (Fund) 99,800,000
Global Environment Facility 89,820,000
Global Fund to Fight HIV/AID, Malaria and Tuberculosis, U.S. 297,300,000
International Organizations and Programs, State 346,490,000
 

Important Note: Official Development Assistance (ODA) is reported by all donor countries, including the United States, to the Development Assistance Committee (DAC) of the Organization for Economic Cooperation and Development (OECD). All programs listed above under "Economic Assistance" are considered ODA eligible by the DAC. However, Greenbook data and ODA are not directly comparable. The OECD/DAC has additional program coverage, reports in calendar year as opposed to fiscal year and emphasizes disbursements rather than obligations.

Military Assistance

The Military Assistance Table includes the comprehensive list of military accounts with a non-economic development purpose. Military accounts with a development purpose are included under "Other Economic Assistance."

II. Military Assistance, Fiscal Year 2011
Account Amount
Total, Military Assistance 17,867,487,057
Afghanistan Security Forces Fund 9,944,117,053
Drug Interdiction and Counter-Drug Activities, Defense 731,001,000
Excess Defense Articles 39,300,752
Foreign Military Financing Program 5,319,776,000
Former Soviet Union Threat Reduction, Defense 111,776,252
International Military Education and Training 105,791,000
Iraq Security Forces Fund 962,000,000
Military Assistance Programs 14,345,000
Pakistan Counterinsurgency Fund 335,000,000
Peace Keeping Operations 304,390,000
 

Non-Concessional Support

Non-Concessional support is broken into the following categories: Non-Concessional U.S. Loans and Annual Obligations to International Organizations. Non-Concessional U.S. Loans consist of Export-Import Bank Loans and Other Non-Concessional U.S. Loans, including Overseas Private Investment Corporation (OPIC). Since 1999, OPIC annual loan data are the only other non-concessional loans. However, due to limited reporting by OPIC, it is impossible to separate the amount of direct loans from loan guarantees. The data on this website are direct loans and loan guarantees.

Non-Concessional Support, Fiscal Year 2011
Account Amount
Non-Concessional U.S. Loans 8,434,292,875
Export-Import Bank 6,581,589,075
Overseas Private Investment Corporation 1,852,703,800
Contributions to International Organizations [Assessed] 3,491,593,000
Contributions to International Organizations, State 1,532,362,000
Contributions to Peacekeeping Activities, State 1,959,231,000
 

Inactive Loans and Grants Notes

The report covers development assistance over a period of more than fifty years. There have been a number of changes in the types of assistance programs covered. The following tables detail the accounts that have become inactive, the last year of reported data, and the total funding assistance over the life of the account.

Some historical data are not available by individual accounts because annual data were subsumed into aggregate funding categories. For example, subsumed in historical USAID Loan and Grant data are obligations from such appropriation accounts as: Sahel Development Program, Sub-Saharan Disaster Assistance, Special Assistance, Defense Support, Direct Forces Support, Indochina Postwar Reconstruction, Middle East Special Requirements Fund, and Assistance to Portuguese Colonies in Africa. Obligations for these accounts are not available due to past reporting procedures.

Inactive Loans
Account Last Year of Funding Total Amount (dollars)
Total, Inactive Loans 8,064,204,000
British Loan 1947 3,750,000,000
Domestic Surplus 1948 4,900,000
Merchant Ships 1948 1,200,000
Overseas Surplus 1948 43,500,000
Lend Lease Silver 1949 61,300,000
Government and Relief in Occupied Areas (GARIOLA) 1950 800,000,000
Philippines Funding 1951 34,000,000
COG Offset to Grant 1952 490,000,000
Defense Mobilization Development 1953 6,400,000
Strategic Materials Development 1954 11,600,000
Defense Materials Development 1960 61,102,000
UN Headquarters and Bonds 1964 141,300,000
Reconstruction Finances Corporation (RFC) Note 1969 63,000,000
Atomic Energy 1972 16,700,000
Ryukyu Statement 1972 320,000,000
U.S. Surplus Property 1972 1,430,601,000
European Atomic Community 1974 72,400,000
Emergency Food Aid 1975 242,200,000
Binational Center Loans 1984 2,421,000
Admin Area Development 1987 11,147,000
Social Progress Trust Fund 1988 500,433,000
 
Inactive Grants
Account Last Year of Funding Total Amount (dollars)
Total, Inactive Grants 10,846,395,000
International Committee on Refugees 1947 3,700,000
UN Relief and Rehabilitation Agency (UNRRA) 1947 1,077,400,000
UN Relief and Works Agency - Palestine Refugees 1948 317,100,000
UNRRA and Interim Aid 1948 1,262,000,000
UNRRA and Post UNRRA 1948 407,201,000
Greek-Turkish Aid 1950 122,500,000
Emergency Relief 1951 37,600,000
International Children's Fund 1951 80,800,000
International Refugees 1951 237,000,000
Berlin Investment Fund 1953 12,900,000
Pakistan Relief Act (P.L. 77) 1953 67,400,000
Post UNRRA Interim Aid 1953 499,500,000
Famine Relief (P.L. 216) 1954 1,600,000
Foot and Mouth Disease 1955 93,800,000
Civilian Relief in Korea (CRIK) 1956 420,200,000
Philippines Rehabilitation 1963 707,500,000
Government and Relief in Occupied Areas (GARIOA) 1967 3,733,902,000
Pre-treaty Claims 1967 21,000,000
Disaster Relief 1968 13,800,000
Civilian Supplies 1972 296,800,000
Social Progress Trust Fund 1976 106,300,000
Development and Support 1977 751,550,000
Institute of American Affairs (IAA) 1977 55,705,000
Refugees from Russia 1982 280,000,000
Inter-American Highway 1985 213,482,000
Technical Assistance 1985 25,655,000
NOTE: Some inactive programs have been superseded by similar and more recent programs.

Time Period Notes

Country and regional pages contain historical summary data, the most current four years of annual data, cumulative total and information on loan status. Summary data are available for each legislative authority: Post-War Relief (1946–1948), Marshall Plan (1949–1952), Mutual Security Act (1953–1961), and Foreign Assistance Act (1962–present). Detailed annual data on prior years can be found on this website.

Loan Status

Total loans and grants is the sum of annual data from 1945 to the present. The portion ascribed to loans is reported in the "Of which Loans" column. The outstanding amount as of September 30th, 2010 is the total amount due the U.S. Government for all loans made during the period 1946 to the present, as reported by the U.S. Department of Treasury. Decreases in the outstanding amount reflect both repayments on loans and debt forgiveness. Private loans to foreign entities that are guaranteed and/or insured by the U.S. Government are not included in this publication. Claims acquired by the U.S. Government upon default under these programs are also not included, however, capitalization of the defaults are included. Therefore, outstanding loan balance may be greater than total loans and grants.

Glossary of Terms

Appropriations
An act of the United States Congress allowing U.S. federal agencies to incur obligations for specified purposes.
Authorization
Substantive legislation that establishes legal operation of a federal program, either indefinitely or for a specific period of time, and sanctions particular program funding levels.
Fiscal Year (FY)
An accounting period of 365 days (366 in leap years), but not necessarily starting on January 1. The fiscal year of the United States Government begins on October 1 and ends on September 30 and is designated by the calendar year in which it ends. Prior to FY 1977, the U.S. fiscal year ran from July 1 through June 30. The three-month transition period in 1976 (July 1 through September 30) is treated as a distinct reporting period.
Grant
Transfers of goods, services, or cash for which the recipient incurs no legal debt.
Loan
Transfers for which the recipient incurs a legal debt and repayment is required over time, with or without interest, in convertible currencies or in kind.
Obligation
A binding agreement that will result in outlays, immediately or in the future. Budget resources must be available before obligations can be legally incurred.

Notes for the 2011 edition

  • For the first time, South Sudan is reported on an individual country page.
  • U.S. Government loan amounts for FY1999 through FY2011, reported by the Department of Treasury Foreign Credit Reporting System (FCRS) Database are now reported by loan signature date – rather than by loan reported date.  Consequently some Title I, OPIC, FMF, and EXIM loans have shifted the fiscal year reported.
  • The Department of Agriculture’s Foreign Agricultural Service (USDA/FAS) was unable to report FY2011 data. Food aid is incorporated through public reports. All non-food aid foreign assistance implemented by FAS is not reported in the current edition.
  • For the first time, the Department of Defense reported the Armed Forces Health Surveillance Center.
  • The Department of Defense, Defense Security Cooperation Agency (DSCA) submitted Foreign Military Financing (FMF), International Military Education and Training (IMET), and Other Military Assistance (MAP) programs for FY1970 through FY2011. The revisions to the historical military assistance are minor compared to those from last year’s report.
  • For the second year, the Department of Health and Human Services was unable to report on the Food and Drug Administration’s foreign assistance activities. The HHS’s Office of the Assistant Secretary for Preparedness and Response reported for the first time for FY2010, but was unable to report their FY2011 foreign assistance. The Health Resources and Services Administration (HRSA) reported for the first time in FY2011.
  • Due to a change in methodology, all negative obligations were removed. As a result some USAID data from FY2001 to FY2010 were revised upward.
  • The double-counting of some Department of Interior’s Compact of Free Association foreign assistance in FY2006 and FY2007 was removed.
  • For the first time, the Department of Justice reported on the International Asset Forfeiture Program.